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Office # 408, 4th Floor, Lahore Stock Exchange Building, Khayaban E Aiwan E Iqbal, Lahore, Pakistan
04236366667
hello@rallysequities.com
Policies and Procedures
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Policies and Procedures
Policies and Procedures
Risk Disclosure Policy
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Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) Policy
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Know Your Customer (KYC) and Customer Due Diligence Policy
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Order Execution and Best Execution Policy
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Client Account Opening and Documentation Policy
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Conflicts of Interest Policy
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Client Complaint Handling and Grievance Policy
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Confidentiality and Data Protection Policy
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Internal Controls and Compliance Policy
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Code of Conduct and Ethics Policy
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Segregation of Client Money and Assets Policy
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Communication and Disclosure Policy
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Whistleblowing Policy
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Information Security and Cybersecurity Policy
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